Coinbase says the Securities and Exchange Commission has dismissed its case against the cryptocurrency platform, pending ...

This action was surfaced by Law.com Radar, which delivers real-time alerting on new litigation across more than 2,600 state ...

New York State Attorney General Letitia James said it's "a decisive victory for New York’s legal cannabis industry" that ...

Joshua Nicholas was indicted in June 2022 and pled guilty in September 2022. A judge sentenced him to pay more than $1.1 million.

The First Circuit upheld a Massachusetts federal court’s decision to rule against a man for failing to register penny stock sales, but vacates the court’s injunction against future penny stock trades ...

They say if the board continues its current approach there will be years more of litigation with outcomes showing the board's ...

The owner of an unlicensed cannabis store in Bay Ridge has been ordered to pay $6 million in penalties for operating illegally and ignoring repeated warnings from authorities, New York Attorney ...

Attorney Libman failed to comply with court orders compelling him to disclose information about his attorney fees and answer ...

Guidance on issues to consider before entering into a settlement with a securities regulator, including the scope of the ...

The Securities and Exchange Board of India (Sebi) has issued a final order mandating Keyur Maniar to disgorge over Rs 2.6 crore in illegal gains made from insider trading involving Infosys shares ...

The record amount comprised $2.6 billion in civil monetary penalties (CMP) and $14.5 billion in disgorgement and restitution, the CFTC said on Dec. 5.

The Securities Act of 1933 is a United States federal statute enacted in response to the stock market crash of 1929 and the ensuing Great Depression. The Act has two primary purposes: 1) to give ...